ASX Listings: Australian Stock Exchange Listings Documents and Links Post author:admin Post published:October 17, 2009 Post category:Uncategorized Listing Rules Introduction to the Listing Rules 1 Admission 2 Quotation 3 Continuous disclosure 4 Periodic disclosure 5 Additional reporting on mining and exploration activities 6 Securities 7 Changes in capital and new issues 8 Transfers and registration 9 Restricted securities 10 Transactions with persons in a position of influence 11 Significant transactions 12 Operations and spread 13 Additional requirements for trusts 14 Meetings 15 Requirements for documents 16 Fees 17 Trading halts, suspension, removal 18 Application of listing rules 19 Interpretation and definitions 20 Self-listing of ASX Appendices 1A General admission application and agreement 1B Debt issuer application and agreement 1C Exempt foreign entity application and agreement 2A Deleted (use Appendix 3B) 3A Timetable 3B New issue announcement, application for quotation of additional securities and agreement 3C Announcement of buy-back 3D Changes relating to buy-back 3E Daily share buy-back notice 3F Final share buy-back notice 3X Initial Director’s Interest Notice 3Y Change of Director’s Interest Notice 3Z Final Director’s Interest Notice 4A List of corporate governance matters 4B Half Yearly/Preliminary Final Report 4C Quarterly report for entities admitted on the basis of commitments 4D Half Year Report Period ending on or after 30 June 2003 4E Preliminary Final Report Period ending on or after 30 June 2003 4F Change of balance date 12 month period ending on or after 30 June 2003 5A Australasian Code for Reporting of Identified Mineral Resources and Ore Reserves 5B Mining exploration entity quarterly report 6A Timetables 7A Timetables 8A Time limits 9A Restriction agreement 9B Restrictions on securities 15A Provisions required by rule 15.11.1 15B Provisions required by rule 15.11.1 Guidance Notes 1 Applying for admission and quotation 2 Stapled securities 3 Co-operatives and mutual business entities 4 Foreign entities 5 CHESS Depository Interests (CDIs) 6 Trusts 7 US entities – Regulation S offerings on ASX 8 Continuous Disclosure 9 Disclosure of corporate governance practices: listing rule 4.10 9A Principles of good corporate governance & best practice recommendations 10 Review of operations and activities: listing rule 4.10.17 11 Restricted securities 12 Changes to activities: listing rules 11.1, 11.2 and 11.3 13 Disposal of a major asset involving an entity to be listed: listing rule 11.4 14 Company announcements platform 15 Schedule of fees 16 Trading halts 17 ASX Issuers 18 Market codes and trading procedures 19 Non-business days and non-trading days (discontinued) 20 ASX Online 21 Appeals 22 Director Disclosure of Interests and Transactions in Securities 23 Appendix 4c 24 Acquisition and disposal of assets between related parties: Listing Rule 10.1 – 10.10 25 Exercise of Discretions 26 Management Agreements You Might Also Like FSE Listings Slovenia: Listing firms from this country on the Frankfurt Stock Exchange requires the establishment of either a subsidiary to list the assets of the firm or a holding company within Europe. March 14, 2011 Burma: Listing firms from this country on the Frankfurt Stock Exchange requires the establishment of either a subsidiary to list the assets of the firm or a holding company within Europe. March 12, 2011 OTC Listings: Are Uranium Stock Set To Make A Come Back? August 27, 2009
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